Senior Management and Certification Regime (SMCR) : The Accountability Regime

2019 brings with it another raft of regulatory changes for the UK Funds industry as well the wider Financial Services industry. Not that we have had that many in recent years, I hear you say!! Only this time the UK seems to be listening to Europe, which may come as surprise to many Brexiteers. This time we are looking at a raft of legislation, the Senior Management & Certification Regime (SM&CR), that basically tells all of us in senior management positions in Financial Services to behave and to act professionally at all times with integrity and responsibility not just for…